HomeMy WebLinkAbout2007-09-18 WUCFD MINUTESWATER UTILITIES COMMUNITY FACILITIES DISTRICT
(APACHE JUNCTION WATER COMPANY)
CITY OF APACHE JUNCTION, ARIZONA
REGULAR MEETING
SEPTEMBER 18, 2007
The regular meeting of the District Board of the Water
Utilities Community Facilities District (Apache Junction Water
Company), City of Apache Junction, Arizona, was held on
September 18, 2007, at the Apache Junction City Council Chambers
pursuant to the notice required by law.
CALL TO ORDER
Chairperson Insalaco called the meeting to order at 6:00
p.m.
ROLL CALL
Board Members Present:Chairperson John Insalaco
Vice Chairperson R. E. Eck, Jr.
Mrs. Robin Barker
Mr. Rick Dietz
Mr. Jeff Serdy
Mr. Joseph Severs
Mr. Chip Wilson
Staff Present:
Others Present:
George Hoffman, District Manager
Kathleen Connelly, District Clerk
John White, District Finance Manager
Frank Blanco, Water District Director
Bryant Powell, Assistant City Manager
Hazel Randall, District Admin. Asst.
Greg Swartz, Piper Jaffray
2007 WATER INFRASTRUCTURE AND
FINANCE AUTHORITY LOAN UPDATE
)District Manager George
Hoffman briefed the board on the item.He stated staff had
talked to Greg Swartz today about upcoming finance issues and he
"wanted to give them an overview tonight.
Water Utilities Community Facilities District
Meeting Minutes of September-18, 2007
Page 1 of 10
Water District Director Frank
Blanco stated Mr. Swartz is on his way to the meeting at this
time.He would get started on the update.The Water
Infrastructure and Finance Authority is the state board that
issues loans for the construction of water and wastewater
projects.The federal government mandates that certain
regulations be met and then for unfunded mandates the federal
government issues some money to the state who then loans it.
They have gone for the loan and they were approved.The current
water supply is sufficient for the current service area plus
about 50% of the Lost Dutchman Heights area.We have enough
water rights for the current service area and the Lost Dutchman
Heights parcel.Recommendations given were acquiring additional
Central Arizona Project water allocations, acquiring additional
groundwater south of Baseline Avenue, and to expand the reuse
capability.Infrastructure recommendations include the Mesa
interconnect and a surface water treatment facility.The
projects that have come out of the water resource assessment
report are the Mesa interconnect, the design of a surface water
treatment plant and a groundwater monitoring project.
District Finance Manager John
White stated there are several different
uses with the proposed financing through
and Finance Authority.The district has
but the Water Infrastructure and Finance
the entire amount.Mr. Swartz suggested
funding sources and
Water Infrastructure
applied for $7,000,000
Authority may not award
we scale down the
request for funding and leverage with some of our own funds,
such as the funds in the capital facilities fees and our recent
land sale.It is recommended $2 million from a combination of
these be leveraged with the remaining $5 million being from the
Water Infrastructure and Finance Authority.This would also
relieve pressure to meet revenue coverage.To be eligible to
borrow and maintain good standing with borrowers the district
must meet certain requirements.He described coverage
requirements, net revenues calculation, gross revenues,
operating and maintenance expenses, and debt service.
Vice Chairperson Eck asked
him to explain the debt ratio.He is used to the opposite in
debt service when he borrows on his home and everything else and
gets a debt ration up to 30% or 35%.One is maxed out around
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 2 of 10
40%.He does not understand 1.15% on the annual projected debt
service.
District Finance Manager John
White stated that is almost looking at the fraction in an
inverted way.The way he is looking at it is they take the debt
and divide that by the income and come up with a fraction.They
could do that here and it would come out with a different
amount.It is just the mechanics of the formula.It would
actually come out to about 86%.
Vice Chairperson Eck
commented with 86% that would mean they are making a 14% profit.
District Finance Manager John
White stated that is not correct.
Vice Chairperson Eck
commented he would talk to him about it later.
District Manager George
Hoffman asked Mr. Greg Swartz to explain it a different way when
he got up.
District Finance Manager John
White continued on with how the debt ratio is calculated and how
the coverage certificate is calculated.They will need to have
a feasibility study for the projects and a bond counsel opinion.
He then walked the board through the existing Water
Infrastructure and Finance Authority debt of $2,500,000 for the
Royal Palm project years ago and for the arsenic treatment plant
and an additional $4,535,000 on the bond issue from 2004.The
total is a little over $7 million.The proposed Water
Infrastructure and Finance Authority debt, even with a reduced
amount, would bring it up to about $12 million.It would be a
debt service of about $800,000 annually until 2017 when the 2004
debt is paid off.
Mr. Greg Swartz, Piper
Jaffray, addressed the board.He stated he was asked to clarify
what coverage is in the finance market.When a homeowner
borrows money for a home, the lending institution will look at
how much of the disposable income is set aside for a mortgage
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 3 of 10
payment.The general test is if it is more than 1/3 of the
disposable income it is a problematic loan.In public finance
markets, coverage means they have to have a certain amount of
net revenues in excess of debt service on an annual basis.If
they have a dollar in debt service on an annual basis, then the
district would need to have $1.15 of net revenues to support
that debt.That cushion is there to protect them in case there
has been a reduction in revenue or some unforeseen circumstance
that requires a use of revenue.He gave as an example the
recent borrowing through the Greater Arizona Development
Authority through the city.He briefed them on the proposed
Water Infrastructure and Finance Authority loan with a 3.75%
interest for $5 million.With the recent federal action of
lowering two key rates by one-half percent, it will have a
pleasing effect on this and other government loans.The loan
could be as low as 3%.They are attempting to structure the new
loan to achieve, in total, approximately level debt service
across all the debt.They will defer principle from the period
of 2008 through 2017 and push it into 2018 through 2024 so that
they will not have to have a rate increase to assume this loan.
The loan will mature on July 1, 2023.He described the coverage
and bond indenture requirements.
Vice Chairperson Eck asked if
it is possible to meet the 1.15 ratio once they have the
projects done.
Mr. Greg Swartz stated that
is a true statement based on what their expenses include right
now.There will be fewer expenses and operation and maintenance
translating into a higher coverage.The 1.15 is a starting
point.If they have operating efficiencies, then it just
follows that they -will have higher coverage as they will be able
to forego some current expenses.
Water District Director Frank
Blanco stated the current expenses for transporting water
through the Arizona Water connection from the City of Mesa is
$143,000 thus far this year.By bypassing that and moving to
transporting directly through Mesa, we should save
substantially.Conceptually they are looking at having the
construction of the treatment facility started in 3 years.In
today's dollars, the facility cost will be $10,700,000 on the
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 4 of 10
low side and $15,200,000 on the high side.He listed the
potential funding sources.What happens in the next couple of
weeks will be very important.The Water Infrastructure and
Finance Authority Board will decide by October 3 if it will
award the loan.
District Manager George
Hoffman commented Arizona Water may have a level of interest in
providing a non -Mesa alternative to treating their 6,000 acre
feet of Central Arizona Project water.We have 2,900 acre feet
of that water.He asked if the board had potential interest in
exploring this with Arizona Water.
Mr. Dietz commented he had
talked to Frank about that some time ago as far as once we get
going on this to work together and get an agreement on this.
They could share funding on it.
District Manager George
Hoffman stated they could build a larger plant.
Mr. Dietz agreed.It makes
sense to him.
Vice Chairperson Eck
commented they should checkwith Arizona Water and make sure
they have not Invested in a:future plant with Mesa.
District Manager George
Hoffman stated they could.ask.They need to get on with it
before design occurs..
he would like to go that way.
Chairperson Insalaco stated
District Manager George
Hoffman stated he will check -on it and report back.
Mr. Dietz asked if they are
short about $1.2 million in the capital facilities fees.
District Finance Manager John
White stated the $1.2:million.listed in thereAs what is
Water Utilities Community Facilities District
Meeting Minutes of September.18, 2007
Page 5 of 10
suggested to leverage the plant.The amount was used to leave a
cushion of about $500,000.
Mr. Dietz asked if that is
over this.
District Finance Manager John
White stated that is correct, as of August 31.
Mr. Dietz commented they are
about $1,750,000.
District Finance Manager John
White stated they are $1,785,000 approximately as of August 31.
Mr. Dietz asked about the
$3.3 million for the 16 acres.
District Finance Manager John
White stated Mr. Swartz suggested using a portion of that.
Mr. Dietz commented he does
not see any of that listed here.There are land sale proceeds
at $750,000..He asked if that is the $3.3 million.
Assistant City Manager Bryant
Powell stated it is potentially.
Mr. Dietz asked what they
were doing with the balance.
Assistant City :Manager Bryant
Powell stated the rest of it would be invested and ready to go
for the treatment plant in the future.
Mr. Dietz stated that is a
good idea.
District Manager George
Hoffman stated that is something that would be great for the
board to give some deliberation on.When they talked about it,
his comment was that things happen in the world, with prides
going up and revenues going down.From his point_of view, he
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 6 of 10
would like to have some of that set aside from the first project
and keep it in reserve.They had a bad thing happen to the
district and they had to dip into their seed corn.He does not
want to do that again.
Mr. Dietz agreed.He likes
using the $750,000 now and reserving the rest for the future
treatment plant.They can build on that with future Central
Arizona Project fees that they get.
District Finance Manager John
White stated when they look at the amount they are taking, it
would be proportional to what they are leaving versus the amount
for a future project.
Vice Chairperson Eck
commented the money would be there whether they designate it as
for the plant or for something else or reserve.
The board consensus was to
invest it wherever they could get the highest return and get the
principle back.
District Finance Manager John
White stated Mr. Swartz pointed out this morning that they are
probably gaining more right now in interest in the investment
pool than they would be paying out in debt service to Water
Infrastructure and Finance Authority.It is where they can make
a profit on investment holdings over bond payouts.They would
get into trouble if they borrowed the money and then invested
it.
District Manager George
Hoffman asked if they would be talking to the board at some time
about rates.
District Finance Manager John
White stated they would.Internally, the assistant district
manager has invited him and Frank Blanco to a meeting on
December 4.
Assistant City Manager Bryant
Powell stated the sewer district basically does a 3% raise every
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 7 of 10
year on their customers and they get used to that.This
district has had the painful experience of doing a larger
increase.They need to look at doing increases every year and
incremental increases.
District Manager George
Hoffman stated that is if the board is okay with that.
Chairperson Insalaco stated
it is better than hitting them with a large increase all at
once.
Mrs. Barker commented she
thought they had looked at this already and decided they wanted
to see it done every year.
District Finance Manager John
White stated the timing is also important on that.When they
implemented the last one it was effective November 1 which is
when the snowbirds come back and the use starts to increase
again.One of the best times to do an increase is when the
consumption is decreasing as it is like a double whammy to do it
when the consumption is increasing.The worst time is in April
when people are starting to water for the summer.He believes
September 1 would be one of the more optimum times.
Assistant City Manager Bryant
Powell stated that issue had come up during their budget
meetings.They will be meeting in November on this.
Water District Director Frank
Blanco stated the next action that will come in front of the
board will be the substantially final form of loan documents in
late October or early November.The final terms and conditions
will be known at that time and they will likely be more
favorable than what was presented here.
WATER DISTRICT DIRECTOR REPORT
None.
DISTRICT MANAGER REPORT
None.
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 8 of 10
DISTRICT TREASURER REPORT
None.
DISTRICT COUNSEL REPORT
None.
ADJOURNMENT
Chairperson Insalaco
adjourned the meeting at 6:43 p.m.
ACCEPTED THIS 1ST DAY OF OCTOBER , 2007,
BY THE CHAIRPERSON AND DISTRICT BOARD OF THE WATER UTILITIES
COMMUNITY FACILITIES DISTRICT (APACHE JUNCTION WATER COMPANY),
CITY OF APACHE JUNCTION, ARIZONA.
SIGNED AND ATTESTED TO THIS 1ST DAY OF OCTOBER
2007.
J F-ajt_IA0
n S. In alaco
Kairbersonairperson
ATTEST:
Kathleen Connelly
District Clerk
Water Utilities Community Facilities District
Meeting Minutes of September 18, 2007
Page 9 of 10
WATER UTILITIES COMMUNITY FACILITIES DISTRICT MINUTES
CERTIFICATION
I hereby certify that the foregoing minutes are a true and
correct copy of the minutes of the regular meeting of the Water
Utilities Community Facilities District of the City of Apache
Junction, Arizona, held on the 18th day of September, 2007.I
further certify that the meeting was duly called and held and
that a quorum was present.
Dated this 21st day of September, 2007.
Kathleen Connelly
District Clerk
Water Utilities Community Facilities District
Meeting Minutes of September 18,,2007
Page 10 of 10