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HomeMy WebLinkAboutORD1219ORDINANCE NO.1219 AN ORDINANCE OF THE MAYOR AND CITY COUNCIL OF THE CITY OF APACHE JUNCTION,ARIZONA,AMENDING THE APACHE JUNCTION CITY CODE,CHAPTER 3, ADMINISTRATION,ARTICLE 3-7,CONTRACT PROCEDURE;REPEALING ANY CONFLICTING PROVISIONS;AND PROVIDING FOR SEVERABILITY. WHEREAS,the contract procedure the City currently uses set forth in Article 3-7 of the City Code was last amended in 1993;and WHEREAS,some of the city code provisions relating to procurement may be inconsistent with current state law and common law:and WHEREAS,in 2003,the city manager recommended that consultants review the current procurement code and city procurement practices and make recommendations; and WHEREAS,in early 2004,consultants provided their suggested changes to the city procurement practices and policies;and WHEREAS,after convening a staff advisory committee to review these regulations,staff recommended changes to the code to:1)establish efficient procurement;2)secure for city materials,services and construction at the lowest possible cost commensurate with quality need;3)exercise positive financial control over purchases;4)assure the quality of purchases:and WHEREAS,the Mayor and City Council find the recommended amendments are needed to meet the objectives referenced above. NOW,THEREFORE,BE IT ORDAINED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF APACHE JUNCTION,ARIZONA,as follows: SECTION I IN GENERAL Apache Junction city Code,.Volume :1,Chapter .3,Administration,Article 3-7. Contract Procedure,is re -titled as "Article 3-7 Procurement Procedure,"and is amended in its entirety as follows: ORDINANCE NO.1219 PAGE 1 OF 10 Article 3-7 Procurement Procedure 3-7-1 Definitions 3-7-2 Procurements of $25,000 or more 3-7-3 Procurements less than $25,000 but at least $1,000 3-7-4 Exemptions •3-7-5 Bid Protests 3-7-6 Disposal of Property 3-7-7 Bid Disqualification 3-7-8 Change Orders 3-7-9 Conflicts of Interest and Penalties 3-7-10 Administrative Procedures Sec.3-7-1 Definitions The words defined in this section shall have the meanings set forth below whenever they appear in this article: A.Change Order:a written order signed by an authorized agent of the city which directs the contractor to make changes that are authorized by the changes clause of the original contract. B.Construction:the process of building,altering,repairing, improving or demolishing any public structure or building,or other public improvements to any public real property;construction does not include the routine operation,routine repair or routine maintenance of existing structures,buildings or public real property. C.Contract:a written agreement between the City and another party for the procurement of materials,supplies or services:the term includes but is not limited to:contracts of a fixed price,cost,cost plus, fixed fee;contracts providing for the issuance of job tasks,leases and rentals,excluding real estate;maintenance agreements;letter contracts;and purchase orders. D.Lowest Responsive and Responsible Bidders:a person,firm or other entity that submits a bid:1)which is the least amount compared to other bidders;2)that responds to the invitation for bids in all material respects;and 3)which demonstrates the submitting party has the wherewithal to perform the work per the plans and specifications within the contract time,as determined by experience,skill,financial strength,integrity and experience record with the City and/or other ORDINANCE NO.1219 PAGE 2 OF 10 municipalities. E.Manager or his or her desigfiee:,person(s)the City Manager selects in writing to implement or administer the provisions of this article. F.Notice Inviting Bids:all documents,whether attached or incorporated by reference,which are used for soliciting bids in accordance with the procedures prescribed herein.: including request for proposals and request for statement of qualifications. G.Procurement:the purchasing.,sale of;renting,leasing or otherwise obtaining of any materials,supplies or services. H.Services:the furnishing of.labor.time or effort. Sec.3-7-2 Procurements of $25,000 or more Except as otherwise provided herein,purchases,leases,rentals and contracts for supplies,services,equipment and materials and the sale of personal property of twenty-five thousand dollars ($25,000.00)or more in estimated value,shall be made by written contract with the lowest responsive and responsible bidder, pursuant to the following provisions: A.Notice Inviting Bids:A notice inviting bids or request for proposals/request for statement of qualifications shall:1)include a description of the articles to be purchased or sold;2)state where notice inviting bids/request for proposals/request for statement of qualifications forms and specifications may be obtained:and 3)state the date,time and place for opening bids.A notice inviting bids/request for proposals/request for statement of qualifications shall be published at least ten. (10)calendar days before the date of opening the bids.Pursuant to A.R.S.Section 39-204,publication should be made in a newspaper as follows:1)if the newspaper is a weekly,publication must occur once each week for two consecutive weeks;or 2)i f the newspaper is a daily, publication shall be made on four consecutive days. B.Bidder's Security:When deemed necessary by the manager or his or her designee,bidder's security may be prescribed in the notice inviting bids. Unsuccessful bidders shall be entitled to returned bid security.A successful bidder or request for proposals/request for statement of qualifications bidder shall forfeit their bid security upon refusal or failure to execute the contract within the time specified,dating from award of contract date,unless the city is responsible for the delay.The council may,on refusal or failure of the successful bidder to execute the contract,' award i t to the next lowest responsive and responsible bidder. C.Bid Opening Procedure:Sealed bids shall be submitted to the manager's ORDINANCE NO.1219 PAGE 3 OF 10 designee and the bid number and project title shall be reflected on the envelope. Bids shall be opened in public at the date,time and place stated in the public notice.A tabulation of all bids received shall be available to the public for inspection during regular business hours for a period of time as prescribed under Arizona law.After bid opening,no corrections in bid prices or other provisions of bids prejudicial to the best interest of the City or fair competition shall be permitted.Late bids will be returned unopened to bidders who fail to file their bids in a timely manner. D.Bid Rejection:At its discretion,the council may reject any and all bids. E.Award of Contracts:Based on the bid opening,council shall award the contract to the lowest responsive.and responsible bidder for purchases,leases, or rental contract's for supplies,services,equipment,or sale of personal property,or professional services which are valued at twenty-five thousand dollars ($25,000.00)or more.In awarding the contract,council shall be advised of and shall consider the advantages or disadvantages of the proposed purchases,leases, rentals,contracts or sales as presented by the manager or his or her designee. F.Payment and Performance Bonds:The council shall have the authority to require a payment and performance bond before entering a contract in such amount as i t shall find reasonably necessary to protect the best interests of the city,and if the council requires a payment and performance bond,the form and amount shall be described in the notice inviting bids/request for proposals/request for statement of qualifications.Bonding shall not be required for contracts under twenty five thousand dollars ($25,000.00). Sec.3-7-3 Procurements less than $25,000 but at least $1,000 Purchases,leases,rentals and contracts for supplies,services,equipment, materials,professional services and the sale of personal property of an estimated value in the amount of one thousand dollars ($1,000.00)or more but less than twenty-five thousand dollars ($25.000.00),may be made by the manager or his or her designee in the open market by observing the procedure for inviting and publishing bids with the following exception:Open market purchases shall,wherever possible. be based on at least three written bids,and shall be awarded to the lowest responsive and responsible bidder. Sec.3-7-4 Exemptions A.Professional Services: ORDINANCE NO.1219 PAGE 4 OF 10 Unless otherwise required by council.provisions of this article shall not apply to the following types of professional servi ,....es:appraisal:.ahchitectural,certified public accountant,clergy,dental,employment,engiheering,financial,legal. medical,nursing,physician,psychologi t.,surveying,technological,veterinarian. and any healthcare related affiliation ., B.License and Maintenance AgreeMerits: Unless otherwise required by Council,license and maintenance agreements are exempted from this article. C.Materials and Equipment Valued less than $1,000.00: The provisions of this article do not apply to materials and equipment valued at less than one thousand dollars ($1,000.00). D.Library Materials Exemption:. The City of Apache Junction Public Library shall not be required to use the competitive bidding process as set forth in this article for the purchases of audiovisual materials,books,periodicals,and subscriptions. E.Public Works Projects Exemption: 1.Public Buildings:Any building,structure,addition or alteration thereto contemplated on city property constructed with the use of the city's regularly employed personnel or contractors in an amount up to .and including (excluding materials and equipment previously acquired by bid)one hundred thousand dollars ($100.000.00)does not require mayor and city council approval. 2.Public Infrastructure:Any street.road,bridge,water or sewer work,other than a water or sewer treatment plant or building, constructed with the use of the city's regularly employed personnel or contractors in an amount up to and including (excluding materials and equipment previously acquired by bid), one hundred thousand dollars ($100,000.00)does not require mayor and city council approval. F.Single Source Procurement: ORDINANCE NO.1219 PAGE 5 OF 10 Materials,supplies,and services may be. procured without competition i f the manager or his or her designee determines the needecEmaterials,supplies or services are available from only one source and only when proven by city staff that the advantages and overriding considerations are paramount to the city's interests. G.Emergency Purchases: The manager or his or her designee may authorize city staff to make emergency purchases without competition if:ly theise -exists a .threat to public health, welfare or safety (including but not limited to damaged city property causing such threat without repair,replacement or substitute);or 2)i f a situation exists which makes compliance with the procurement process contrary to the public interest;or 3)there is immediate need to prepare for national or local defense or assistance;or 4)there is a breakdown in machinery or in an essential service which requires the immediate purchase of equipment,supplies or services to protect the public health,welfare or safety;or 5)an essential departmental operation effecting the public health,welfare and safety would be greatly hampered if the prescribed procurement procedure would cause an undue delay in obtaining the needed item or service. H.Alternative Bid Procedure: When deemed to be in the best interest of the city,supplies,materials and equipment and services not otherwise exempted herein,may be purchased pursuant to specifications,solicitation,or contracts issued by other local,state,or federal governmental entities or through the state bid procurement lists or by quasi governmental units or school districts which have used procurement procedures that are equal to or stricter than the provisions set forth herein.In such instances, the requirement for the city to obtain sealed or written bids or to contact prospective suppliers from bidder lists or to publish or post notices regarding bids is not required. Sec.3-7-5 Bid Protests A.In General:Any aggrieved person may protest any aspect of any bid solicitation within ten (10)calendar days after bid opening.No protest may be recognized after award of contract by council. B.Filing and Content of Protest:The protest must be filed at the city clerk's office within five (5)calendar days after bid opening and shall include the following:name and address of protestor,bid description,grounds for ORDINANCE NO.1219 PAGE 6 OF 10 protest to include all evidence.,exhibits,or documents substantiating the protest. C.Hearing:The manager or his or her designee shall notify the protestor or other interested parties of the time and place set for hearing on the protest.Interested parties may also file Im5ition statements and may participate in the hearing.The manager or his or her designee shall conduct the hearing within five (5)calendar days after sending the notice of the.hearing to the protestor and/or interested parties,absent any stipulated continuances. D.Decision:The manager or his or her designee,shall within five (5) calendar days after the hearing has been completed,issue a written opinion and send i t by first class U.S.certified mail 'to the protestor and all interested parties.Such decision shall be final. Sec.3-7-6 Disposal of Property City staff shall follow the provisions of state law with regard to the sale, lease,exchange,trade or other disposal of surplus or obsolete city personal property.The city may also elect to donate any surplus or obsolete city personal property to a governmental,non-profit or charitable organization,without public notice,as determined by the manager or his or her designee. Sec.3-7-7 Bid Disqualification A.Grounds:The manager or his or her designee may disqualify any bidder from consideration of award of bid for materials,supplies,or services for up to three years.The following factors may be taken into consideration in making this determination: 1.Conviction of any person or any subsidiary of affiliate of any person for commission of a criminal offense arising out of or obtaining or attempting to obtain a public or private contract or subcontract,or in the performance of such contract or subcontract. 2.Conviction of any person or any subsidiary of affiliate of any person under any federal or state statute for theft,embezzlement,fraudulent schemes and artifices and practices,bid rigging,perjury,forgery, bribery,falsification or destruction of records recovering stolen property or other offenses indicating lack of business integrity or honesty which affects the responsibility as a city contractor. 3.Conviction or civil judgment finding a violation of any person or any ORDINANCE NO.1219 PAGE 7 OF 10 subsidiary or affiliate of any person under state or antitrust statutes.- 4.Failure to pass any clearance or applicable background investigation in jbids involving sensitive materials or tasks involving the public safety department. 5.Failure to pay any transaction privilege taxes resulting from income received on public contracts. 6.Violation of contract provisions of a character which are deemed to be so serious as .to justify disqualification,such as:1)knowingly failing without good cause to perform in accordance with the specifications or within the time limits provided in the contract:and 2)failure to perform or unsatisfactorily perform in accordance with the terms of contract,except that failure to perform or unsatisfactorily perform caused by acts beyond the contract of the contractor shall not be considered a basis. B.The manager or his or her designee shall send written notice of the proposed disqualification,including the grounds and period of proposed disqualification to the disqualified party by first class U.S. certified mail from the address on the bid.The party shall have a right to a hearing before the manager or his or her designee i f an appeal is filed within five (5)calendar days after the notice is sent. The manager or his or her designee shall provide notice of the hearing date and time to the disqualified party.The party shall have the opportunity to present evidence rebutting the reasons for disqualification.The manager or his or her designee shall decide the matter within five (5)calendar days of the hearing and shall notify the disqualified party within a reasonable time.Such decision shall be final. Sec.3-7-8 Change Orders The manager or his or her designee may authorize change orders to any contract if the amount does not exceed ten percent (10%)of the cumulative amount of the contract and as long as the cumulative amount of the change order plus the original contract amount is less than $25,000.The council may exercise its authority to approve any change orders in any amount substantiated by staff. Sec.3-7-9 Conflicts of Interest and Penalties ORDINANCE NO.1219 PAGE 8 OF 10 No city employee shall participate directly or indirectly in any procurement when the employee has a conflict of interest AS defined in A.R.S.Section 38-503. In addition,any person who violates this article could be subject to criminal .penalties set forth in Article 1-8 of the City Code,as well as criminal and civil penalties set forth under state law.. Sec.3-7-10 Administrative Procedures The manager or his or her designee. may promulgate administrative rules and regulations which more specifically delineates the responsibilities of procurement procedures pursuant to this article. SECTION I I REPEALING CONFLICTING PROVISIONS All ordinances and parts of ordinances in conflict with the provisions of this ordinance,or any part of the code adopted herein by reference,are hereby repealed. SECTION III PROVIDING FOR SEVERABILITY If any section.subsection,sentence,phrase,clause or portion of this ordinance, or any part of the Code adopted herein by reference,is for any reason held to be invalid or unconstitutional by the decision of any court of competent jurisdiction. such decision shall not affect the validity of the remaining portion thereof. PASSED AND ADOPTED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF APACHE JUNCTION, ARIZONA,THIS 19TH DAY OF OCTOBER ,2004. SIGNED AND ATTESTED TO THIS 19TH DAY OF OCTOBER 2004. DOUGLAS C EMAN Mayor ATTEST: / KATHLEEN CONNELLY City Clerk ORDINANCE NO.1219 PAGE 9 OF 10 APPROVED AS TO FORM: mprog. RICHARD J.STERN City Attorney ORDINANCE NO.1219 PAGE 10 OF 10