HomeMy WebLinkAboutRES 22-24 RESOLUTION NO. 22-24
A RESOLUTION OF THE MAYOR AND CITY COUNCIL OF THE CITY
OF APACHE JUNCTION, ARIZONA, ADOPTING A CERTAIN POLICY
DOCUMENT FILED WITH THE CITY CLERK AND ENTITLED
"FINANCIAL POLICIES ."
WHEREAS, the City of Apache Junction ("City") has a
responsibility to ensure it handles public funds appropriately;
and
WHEREAS, written, adopted financial policies and internal
controls are the best practice to promote sound financial
management of the City and to assist council with the financial
management of the City.
NOW, THEREFORE, BE IT RESOLVED BY THE MAYOR AND CITY COUNCIL
OF THE CITY OF APACHE JUNCTION ARIZONA, AS FOLLOWS:
1) That a certain policy document entitled "Financial
Policies" attached hereto is hereby adopted.
2) That a certain policy document entitled "Financial
Policies" as referenced above, three copies of which are on
file in the office of the City Clerk, is hereby declared a
public record and that said copies are ordered to remain on
file with the City Clerk and are available for public use
and inspection.
PASSED AND ADOPTED BY THE MAYOR AND CITY COUNCIL OF THE CITY OF
APACHE JUNCTION, ARIZONA, THIS DAY OF ff4o
SIGNED AND ATTESTED To THIS c DAY OF Yt(n 20 -Y-r
01�� zl4v�
WALTER `CHIP" WILSON
Mayor
ATTEST:
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JEN14IFER PENA
RESOLUTION NO. 22-24
PAGE 1 OF 2
City Clerk
APPROVED ,AS TO RCS
RICHARD J. STERN
City tt n
RESOLUTION NO. 22-24
PAGE 2 OF 2
City of Apache Junction
Financial Policies
Fiscal Year 2022/23
The following City financial policies establish the framework for City of Apache Junction's overall fiscal
planning and management.They set forth guidelines for both current activities and long-range planning.
The policies are reviewed annually to assure the highest standards of fiscal management.The City
Manager and the City Budget Committee have the primary role of reviewing financial actions and
providing guidance to the City Council.The following policies will be affirmed and adopted per Council
Resolution when the City Council adopts the final budget.
The overall financial goals underlying these policies are:
• Fiscal conservatism:To ensure that the City is at all times in a solid financial condition.This can
be defined as:
o Cash Solvency-the ability to pay bills.
o Budgetary Solvency-the ability to balance the budget.
o Long-run Solvency-the ability to pay future costs.
o Service Level Solvency—the ability to provide needed and desired services
• Flexibility:To ensure that the C is in a position to respond to changes in the economy or new
service challenges without an undue amount of financial stress.
• Adhering to the highest accounting and management practices as well as the financial reporting
and budgeting standards established by the Government Finance Officers Association, by the
Governmental Accounting Standards Board(GASB) and by other professional organizations.
Operating
0 All departments will participate in the responsibility of meeting policy goals and ensuring
long-term financial health. Future service plans and program initiatives will be developed to
reflect current policy directives, projected resources,and future service requirements.
Ongoing operating costs should be supported by ongoing,stable revenue sources as much
as possible.Some corollaries to this policy are:
o Fund balances should be used only for one-time expenditures,such as capital
equipment and improvements or contingency accounts.
o Ongoing maintenance costs should be financed through operating revenues rather than
debt.
o Fluctuating federal grants should not be used to finance ongoing programs.
Revenues from growth or development should be allocated to one-time costs as much as
possible.
• User fees and charges will be examined periodically,and changes will be approved by the
City Council.
Comparison of service delivery will be made on a periodic basis to ensure that quality
services are provided to citizens at the most competitive and economical cost.The review of
service delivery alternatives will be performed on a periodic basis.
• Addition of personnel will only be requested to meet program initiatives and policy
directives;after service needs have been thoroughly examined and it is substantiated that
additional staffing will result in increased net revenue or enhanced operating efficiencies.
• Benefits and compensation will be administered in accordance with direction given by City
Council.As part of a cost-containment strategy,total costs for health insurance premiums
will be shared between the employer and employees.Total premiums will be evaluated on
an annual basis to ensure they are reasonable and competitive.
Budget
in accordance with Arizona state law,the City annually adopts a balanced budget. Arizona Revised
Statute§42-17151 requires all estimated sources of revenue,and restricted and unrestricted
unencumbered balances from the preceding fiscal year, shall equal the total of amounts proposed to be
spent in the budget for the current fiscal year.The budget must include sufficient contingency
appropriation provisions for expenditures related to revenues that cannot be accurately determined or
anticipated when the budget is adopted.
• The budget process weighs all competing requests for City resources,within expected fiscal
constraints.
• The budget shall be considered balanced if all sources of revenue, as estimated,are equal
to,or exceed,the total of amounts proposed to be used in the operating budget for the
current fiscal year, by fund.
Investment
Cash and Investment programs will ensure that proper controls and safeguards are
maintained. City funds will be managed in a prudent and diligent manner with an emphasis
on safety of principal,liquidity,and financial return on principal,in that order.
Capital Management
1. A five-year Capital Improvement Plan (CIP)will be developed and updated annually,
including anticipated spending as well as funding sources.
2. Proposed capital projects will be reviewed and prioritized by a cross-divisional team
regarding accurate costing(design,capital, and operating), prevention of existing
infrastructure deterioration before the addition of new infrastructure and overall
consistency with the City's General Plan and City Council's goals and objectives.
3. Future operating and maintenance costs associated with new capital improvements will be
forecast and included in the Operating Budget.
4. Dedicated two tenths of percent(0.2%) privilege tax revenue for street improvements will
be restricted to funding the planning,design,construction and acquisition costs associated
with building,renovating, or enhancing capital projects for streets, highways,and traffic
control.
Debt Management
City Debt Service costs should not exceed five percent(5%)of the City's current or
future annual operating revenue in order to control fixed costs and ensure
expenditure flexibility.
Reserve Management
All fund designations and reserves will be evaluated annually for long-term
adequacy and use requirements.
• The City will maintain an unreserved general fund balance of at least 20%of the
budgeted operating expense if available.
Financial Reporting
The City's accounting and financial reporting systems will be maintained in
conformance with all state and federal laws,generally accepted accounting
principles (GAAP)and standards of the Governmental Accounting Standards Board
(GASB).
Prior to the end of each fiscal year the City shall designate certified public
accountants who,shall perform an independent audit of the City's annual financial
statements in accordance with generally accepted government auditing standards.
The certified public accountants shall be independent of the City government,
having no personal interest,direct or indirect, in the fiscal affairs of City government
or any of its officers.The certified public accountants shall submit their reports to
the Council.All such audit reports shall be a matter of public record.
• Financial systems will maintain internal controls to monitor revenues and
expenditures on an ongoing basis.